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Form 144
Results: 602

#	Item
561	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-06-21 08:24:59 Financial system United States Securities and Exchange Commission Financial services 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Securities and Exchange Commission Form 144 Finance Financial economics United States securities law
562	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-04 08:53:17 Financial economics Financial regulation 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Securities and Exchange Commission Rule 144A Form 144 United States securities law United States Securities and Exchange Commission Finance
563	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 4, 2006 TRADING SUSPENDED IN THE SECURITIES OF MCSi, INC. The Commission announced the temporary suspension Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-04 08:44:04 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Finance Government Securities and Exchange Commission OTC Markets Group Form 144 Registered Investment Advisor United States securities law United States Securities and Exchange Commission Financial regulation
564	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-04-13 09:21:59 Financial economics Financial system 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Securities and Exchange Commission Net capital rule Form 144 United States securities law Finance United States Securities and Exchange Commission
565	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 10, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-09 20:38:21 73rd United States Congress Financial economics Finance Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation
566	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 20, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension pursuant to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-20 08:41:19 Finance Financial system 73rd United States Congress Financial services Securities Exchange Act Securities and Exchange Commission Broker-dealer Form 144 Registered Investment Advisor United States securities law United States Securities and Exchange Commission Financial economics
567	Microsoft Word[removed]_2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-17 08:55:51 Financial economics Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
568	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-14 08:12:37 73rd United States Congress Financial economics Finance Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
569	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-17 08:21:25 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
570	Microsoft Word - 34-56389A.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-12 14:06:35 Financial regulation 73rd United States Congress Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Municipal Securities Rulemaking Board United States securities law United States Securities and Exchange Commission Finance

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